# regulatory-filings-mcp MCP server

SEC & institutional filings — Form 4, 8-K, 13F, Schedule 13D, Form D, IPO & earnings calendars.

## Links
- Registry page: https://www.getdrio.com/mcp/com-thenextgennexus-regulatory-filings-mcp
- Website: https://apify.com/nexgendata/regulatory-filings-mcp

## Install
- Endpoint: https://nexgendata-mcp-proxy.steve-corbeil.workers.dev/regulatory-filings-mcp/mcp
- Auth: Auth required by registry metadata

## Setup notes
- Remote header: Authorization (required; secret)
- The upstream registry signals required auth or secrets.
- Remote endpoint: https://nexgendata-mcp-proxy.steve-corbeil.workers.dev/regulatory-filings-mcp/mcp
- Header: Authorization

## Tools
- get_form_4_insider_trades - Retrieve SEC Form 4 insider trades (officers/directors buying or selling their own stock).
Replaces a WhaleWisdom Insider feed subscription. Returns transaction date, insider name & role, shares, price, value.

Args:
    ticker: Optional ticker filter (e.g. "NVDA")
    days_back: Lookback window in days (default 30)
    min_value_usd: Optional minimum transaction value filter (post-filtered) Endpoint: https://nexgendata-mcp-proxy.steve-corbeil.workers.dev/regulatory-filings-mcp/mcp
- get_form_d_private_funding - Retrieve SEC Form D private offerings — private rounds, hedge fund launches, exempt securities filings.
VC and private equity intel for tracking who's raising and how much.

Args:
    state: Optional state filter (e.g. "CA", "NY") — passed as a query keyword
    days_back: Lookback window in days (default 30)
    min_amount: Optional minimum offering amount filter (post-filtered) Endpoint: https://nexgendata-mcp-proxy.steve-corbeil.workers.dev/regulatory-filings-mcp/mcp
- get_form_8k_material_events - Retrieve SEC Form 8-K material event filings — M&A, executive changes, bankruptcy, earnings, going concerns.
Replaces an 8-K Push subscription. Real-time material event monitoring for any public company.

Args:
    ticker: Optional ticker filter
    event_type: Optional 8-K item filter (e.g. "1.01", "2.01", "5.02")
    days_back: Lookback window in days (default 14) Endpoint: https://nexgendata-mcp-proxy.steve-corbeil.workers.dev/regulatory-filings-mcp/mcp
- get_form_13f_holdings - Retrieve SEC Form 13F-HR holdings — institutional investor positions ($100M+ AUM funds).
Pull Berkshire Hathaway, Renaissance, Citadel, Two Sigma quarterly position disclosures.

Args:
    filer_cik: Filer CIK number (e.g. "0001067983" for Berkshire) or fund name (passed as query)
    quarter: Quarter in YYYY-QN format (e.g. "2025-Q4") Endpoint: https://nexgendata-mcp-proxy.steve-corbeil.workers.dev/regulatory-filings-mcp/mcp
- get_schedule_13d_activist - Retrieve SEC Schedule 13D / 13G activist & beneficial-ownership filings (>5% stake).
Track Carl Icahn, Elliott Management, Pershing Square, Trian moves — the activist signal.

Args:
    target_ticker: Optional ticker of target company
    filer: Optional activist filer name (post-filtered)
    days_back: Lookback window in days (default 90) Endpoint: https://nexgendata-mcp-proxy.steve-corbeil.workers.dev/regulatory-filings-mcp/mcp
- detect_insider_cluster - Detect insider buying clusters — multiple officers/directors buying the same stock inside a window.
The smart-money signal hedge funds pay $200+/mo for. Returns one row per stock with cluster strength.

Args:
    ticker: Optional ticker to filter
    days_window: Cluster detection window in days (default 30 — 30/60/90 supported)
    min_insiders: Minimum distinct insiders to qualify as a cluster (default 3) Endpoint: https://nexgendata-mcp-proxy.steve-corbeil.workers.dev/regulatory-filings-mcp/mcp
- get_13f_delta - Compute the position delta between a 13F filer's two most recent filings.
Returns new positions, increased stakes, reduced stakes, and full exits per CUSIP — the actionable signal WhaleWisdom Premium charges $999/yr for.

Args:
    filer_cik: Filer CIK (e.g. "0001067983" for Berkshire) or fund name
    days_back: Lookback window for filings comparison (default 90 — informational) Endpoint: https://nexgendata-mcp-proxy.steve-corbeil.workers.dev/regulatory-filings-mcp/mcp
- get_swf_holdings - Retrieve sovereign wealth fund (SWF) US equity holdings — Norway GPFG, GIC Singapore, ADIA, PIF.
Tracks position changes for the world's largest state-backed investors.

Args:
    fund: Optional SWF name filter (e.g. "Norway", "GIC", "ADIA")
    quarter: Informational; the actor returns the most recently reported quarter per fund. Endpoint: https://nexgendata-mcp-proxy.steve-corbeil.workers.dev/regulatory-filings-mcp/mcp
- get_ipo_calendar - Retrieve upcoming IPO calendar — pricing date, shares offered, price range, lead underwriters.

Args:
    days_forward: Calendar horizon in days (default 30) — passed via the upstream date_range enum Endpoint: https://nexgendata-mcp-proxy.steve-corbeil.workers.dev/regulatory-filings-mcp/mcp
- get_earnings_calendar - Retrieve upcoming earnings calendar — report dates, EPS estimates, revenue estimates.

Args:
    days_forward: Calendar horizon in days (default 14)
    ticker: Optional ticker filter (post-filtered) Endpoint: https://nexgendata-mcp-proxy.steve-corbeil.workers.dev/regulatory-filings-mcp/mcp
- get_earnings_estimates - Retrieve analyst earnings estimate revisions — EPS upgrades/downgrades over the lookback window.

Args:
    ticker: Required ticker symbol
    days_back: Lookback window — maps to 30d / 60d / 90d Endpoint: https://nexgendata-mcp-proxy.steve-corbeil.workers.dev/regulatory-filings-mcp/mcp
- get_analyst_targets - Retrieve Wall Street analyst price targets for a ticker — high, low, mean, latest changes by firm.

Args:
    ticker: Required ticker symbol Endpoint: https://nexgendata-mcp-proxy.steve-corbeil.workers.dev/regulatory-filings-mcp/mcp
- get_pre_ipo_secondary - Retrieve pre-IPO secondary market valuations — Forge, EquityZen, Hiive prices for SpaceX, Stripe, OpenAI tier names.

Args:
    company: Optional company name filter (e.g. "SpaceX", "Stripe") Endpoint: https://nexgendata-mcp-proxy.steve-corbeil.workers.dev/regulatory-filings-mcp/mcp
- get_options_unusual_activity - Retrieve unusual options activity — volume vs open-interest spikes, large block trades, suspected smart-money positioning.

Args:
    ticker: Optional ticker filter
    min_volume_ratio: Minimum volume / open-interest ratio (default 2.0) Endpoint: https://nexgendata-mcp-proxy.steve-corbeil.workers.dev/regulatory-filings-mcp/mcp
- get_short_interest - Retrieve short interest data — short ratio, days-to-cover, % of float short, changes vs prior period.

Args:
    ticker: Optional ticker filter
    days_back: Informational; actor returns latest reported short interest snapshot Endpoint: https://nexgendata-mcp-proxy.steve-corbeil.workers.dev/regulatory-filings-mcp/mcp
- get_stock_splits_corporate_actions - Retrieve upcoming stock splits, spinoffs, mergers, special dividends, and other corporate actions.

Args:
    days_forward: Calendar horizon in days (default 60) Endpoint: https://nexgendata-mcp-proxy.steve-corbeil.workers.dev/regulatory-filings-mcp/mcp
- get_dividend_aristocrats - Retrieve S&P 500 Dividend Aristocrats — companies with 25+ consecutive years of dividend increases.

Args:
    min_years: Minimum consecutive years of dividend increases (default 25) Endpoint: https://nexgendata-mcp-proxy.steve-corbeil.workers.dev/regulatory-filings-mcp/mcp

## Resources
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## Prompts
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## Metadata
- Owner: com.thenextgennexus
- Version: 1.0.0
- Runtime: Streamable Http
- Transports: HTTP
- License: Not captured
- Language: Not captured
- Stars: Not captured
- Updated: Jun 21, 2026
- Source: https://registry.modelcontextprotocol.io